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Fees & Disclosure

WE TAKE YOUR FINANCIAL FUTURE SERIOUSLY

Peak Wealth Planning, LLC is a Registered Investment Adviser (RIA). As a wealth management and financial planning firm, we have a responsibility to act in your best financial interest. Before we recommend a specific investment, we take the time to understand your financial situation and goals. Through a confidential planning process, we work with you to create a financial plan and an Investment Policy Statement (IPS) that guides our recommendations and actions. 

Peak Wealth Planning is compensated for the amount of assets we manage for your family. Our fee covers the research we do for you, the assets we protect and grow, and the advice we provide. We are not compensated for selling you a specific mutual fund, stock, or other investment product.

 

Peak Wealth Planning provides fee based advisory services. We may receive a commission on life insurance, long term care, or other insurance products recommended to you in the course of financial planning.

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Financial Planning

ANNUAL FEES

Our annual fee depends on the complexity of your financial situation.

Examples include:

  • Single person with one or two workplace accounts and no investment property or trusts
    ~$4,000/year

 

  • Couple with two to four workplace accounts and no investment property or stock options
    ~ $4,800/year

 

  • Couple with more than four investment accounts, stock options, investment property
    ~ $7,200/year

 

  • Entrepreneur with a private business or multiple real estate holdings
    ~ $8,000/year

 

  • Entrepreneur with multiple businesses and trusts, requiring monthly coaching
    ~ $12,000/year

There is a minimum one-year commitment for our Financial Planning services. Our annual fee is billed quarterly in arrears. Payment is due within 30 days.

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Investment Management

ANNUAL FEE

Our minimum account size for new investment management clients is $1 million. The annual fee is billed quarterly in arrears. This fee is blended and is calculated by assessing the percentage rates using the defined levels of assets in the chart below. This fee is to manage the investments (stocks, bonds, cash and funds) in your IRA, brokerage, trust, Roth IRA or other account.

 

Peak Wealth Planning may make an exception to our account minimum depending on your relationship with the firm.

Assets Under Management
Annual Fee Rate
$1 to $7,500,000

1.00%

$7,500,001 to $15,000,000

0.75%

$15,000,001 to $20,000,000

0.50%

$20,000,000 or above

0.25%

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Ethics & Standards

The founder of Peak Wealth Planning is a CFA Charterholder. Peak Wealth Planning adheres to t​he C​FA Institute Code of Ethics and Standards of Professional Conduct.

Peak Wealth’s SEC Form ADV Brochure

Disclosures & Legal Information

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